TEXT:
U.S. Supreme Court Arguments
Monday, December 11,
2000
Following
is the complete transcript of oral arguments before the U.S. Supreme Court.
REHNQUIST: We'll hear argument
now in number 00949, George W. Bush and Richard Cheney v. Albert Gore, et al.
Before we begin the arguments,
the court wishes to commend all of the parties to this case on their exemplary
briefing under very trying circumstances. We greatly appreciate it.
Mr. Olson?
OLSON: Mr. Chief Justice,
thank you. And may it please the court:
Just one week ago, this
court vacated the Florida Supreme Court's November 21 revision of Florida's
election code, which had changed statutory deadlines, severely limited the discretion
of the state's chief election officer, changed the meaning of words such as
``shall'' and ``may'' into ``shall not'' and ``may not,'' and authorized extensive,
standardless and unequal manual ballot recounts in selected Florida counties.
Just four days later, without
a single reference to this court's December 4 ruling, the Florida Supreme Court
issued a new, wholesale, post-election revision of Florida's election law. That
decision not only changed Florida election law yet again, it also explicitly
referred to, relied upon and expanded its November 21 judgment that this court
had made into a nullity.
KENNEDY: Can you begin
by telling us our federal jurisdiction? Where's the federal question here?
OLSON: The federal question
arises out of the fact that the Florida Supreme Court was violating Article
II, Section 1 of the Constitution, and it was conducting itself in violation
of Section 5 of Title 3 of federal law.
KENNEDY: On the first,
it seems to me essential to the Republican theory of government that the constitutions
of the United States and the states are the basic charter. And to say that the
legislature of the state is unmoored from its own constitution and it can't
use its courts and it cant use its executive agency--even you, your side, concedes
it can use a state agency--it seems to me a holding which has grave implications
for our republican theory of government.
OLSON: Justice Kennedy,
the Constitution specifically vested the authority to determine the manner of
the appointment of electors in state legislatures. Legislatures of course can
use the executive branch in the states, and it may use, in its discretion, the
judicial branch of the state.
KENNEDY: Then why didn't
it do that here?
OLSON: I did not do that
here because it did not specify--it did use the executive branch. In fact, it
vested considerable authority in the secretary of state, designating the secretary
of state as the chief elections official.
And, as we point out, the
very first provision in the Election Code requires the secretary of state to
assure uniformity and consistency in the application and enforcement of the
election law. The secretary of state, as the executive branch, is also given
considerable other responsibilities. And to a certain extent, especially in
connection with the contest phase of the election, certain authority was explicitly
vested in the circuit court of the state of Florida, which is the trial court.
O'CONNOR: But you think
then there is no appellate review in the Supreme Court of what a circuit court
does?
OLSON: Certainly, the legislature
did not have to provide appellate review.
O'CONNOR: Well, but it
seemed apparently to just include selection of electors in the general election
law provisions. It assumed that they'd all be lumped in together somehow. They
didn't break it out.
OLSON: Well, there is a
breakout with respect to various aspects of Florida statute and Florida election
law. There's a specific grant of authority to the circuit courts. There's no
reference to an appellate jurisdiction. It may not be the most powerful argument
we bring to the Supreme Court.
KENNEDY: I think that's
right.
(LAUGHTER)
OLSON: Because, notwithstanding--well,
the fact is that the Constitution may have been invoked...
KENNEDY: Well, this is
serious business, because it indicates how unmoored, untethered, the legislature
is from the Constitution of its own state, and it makes every state law issue
a federal question.
Can you use this theory
and say that it creates some sort of presumption of validity that allows us
to see whether the courts or the executive has gone too far? Is that what you're
arguing?
OLSON: No. I would say
this with respect to--it would have been perfectly logical, and if you read
the statutes, it's perfectly logical, especially in the context of a presidential
election to stop this process at the circuit court and not provide layers of
appeal because, given the time deadlines, especially in the context of this
election, the way it's played out, there is not time for an appellate court.
O'CONNOR: I have the same
problem Justice Kennedy does, apparently, which is, I would have thought you
could say that Article II certainly creates a presumption that the scheme the
legislature has set out will be followed, even by judicial review in election
matters, and that 3 U.S. Code, Section 5 likewise suggests that it may inform
the reading of statutes crafted by the legislatures so as to avoid having the
law changed after the election. And I would have thought that that would be
sufficient, rather than--to raise an appropriate federal question--rather than
to say there's no judicial review here in Florida.
OLSON: I think that I don't
disagree with that, except to the extent that I think that the argument we've
presented and amplified in our briefs is a good argument, it's a solid argument,
it is consistent with the way the code is set up, and it's particularly consistent
with the timetable that's available in presidential election.
OLSON: No, I don't think
it's necessary...
STEVENS: So your reliance
on--you really are not relying on those cases.
OLSON: Well, I think those
cases support the argument. But we...
STEVENS: Except you got
to choose one version of the word ``legislature'' or the other.
OLSON: I think a different
context is not necessarily the case. And certainly it is true that legislatures
can employ the legislative process that might include vetoes by a state chief
executive or a referendum when the state deliberately chooses to choose a legislative
method to articulate a code.
The point, I think, that's
most important and most...
STEVENS: But is it the
choice of the legislature or was it constitutionally limited to this provision?
I'm a little unclear on what your theory is.
Is it your theory, in other
words, that they voluntarily did not permit appellate review of the lower courts
in these election contests or that the Article II prohibited them from allowing
appeal to the appellate?
OLSON: No, Article II,
we do not contend that Article II would prohibit them from...
(CROSSTALK)
OLSON: In the context of
this case, we're saying that they can include the judicial branch when they
wish to do so, but under no circumstances is it consistent with the concept
of the plan in the Constitution for the state sub silentio, the state legislature
sub silentio, to turn over to the judiciary the power to completely reverse,
revise and change the Election Code in all of the major respects...
GINSBURG: Mr. Olson, with
respect to the role of judicial review, you rely very much on the McPherson
case. And two things strike me about that case.
One is, if you're right
on your jurisdiction theory, then should not this court have vacated instead
of affirmed the decision of the Michigan Supreme Court in that case, because
the Michigan legislature didn't confer upon the Michigan Supreme Court in that
case any special authority of judicial review?
OLSON: That's entirely
possible that that might be the case, Justice Ginsburg, but the entire text
of the McPherson decision and its recitation of the legislative history, or
the history of legislation and compound acts by state legislatures to comply
with it, make it quite clear that the power is vested in the legislature itself.
GINSBURG: But there was
a decision by the court reviewing, which we affirmed.
Under your jurisdiction
theory, as I see it, there was no role for the Michigan Supreme Court to play
because Article II, Section 1 gives the authority exclusively to the legislature,
and the legislature had not provided for judicial review specially for that
measure.
OLSON: I think the context
of that case is different, and it is entirely possible for the court to have
come to the conclusion it did in that case.
And we believe that case
is compelling for the principle that we're arguing in this case, that there
is no--the entire structure of what Florida did, its Election Code, in its effort
to comply not only with Article II but with Section 5 of Title 3, is such that
it did not intend in any way to divest itself of the power to determine how
the appointment of electors would be determined in a federal presidential election,
and most importantly the resolution of cases in controversies and disputes with
respect to the appointments.
GINSBURG: Three times at
least, as I counted, in McPherson itself, it refers to what is done by the legislative
power under state constitutions as they exist. This is not the most clearly
written opinion, and yet three times they refer to the legislative power as
constrained by the state's constitution.
OLSON: And I think that's
important. I agree with you, Justice Ginsburg; it's not the most clearly written
opinion.
But I think that in the
context of that case, the relationship of the legislature to the Constitution
in that case, and the way that power was exercised, that all can be reconciled
with what we're urging the court today, that a wholesale revision and abandonment
of the legislative authority can't be turned over, especially sub silentio,
by a legislature simply because there is a constitution.
There is a constitution
in every state; there's a judiciary in every state. The judiciary performs certain
functions in every state. And to go that length, one would assume that the judiciary
in every state, under that argument, could overturn, rewrite, revise and change
the election law in presidential elections, notwithstanding Article II, at will.
STEVENS: Mr. Olson, isn't
that one of the issues in the case, as to whether it was a major revision. Your
opponents disagree, and I know you rely very heavily on the dissenting opinion
in the Florida Supreme Court, but which opinion do we normally look to for issues
of state law?
OLSON: Well, I think that
the dissenting and the two dissenting opinions are very informative. We're relying
on what the court did.
If one looks at, for example,
the recount provisions, before this revision, under Florida law, manual recount
under the protest provisions were discretionary, completely discretionary, conducted
by canvassing boards during the protest phase of the post-election period, pursuant
to legislatively defined procedures as to who could be present, for seven days
after the election. With respect to all ballots in a county, that was mandatory
and only available, as we heard last week, for tabulation error up until this
election.
OLSON: After the decision
of December 8, in this context, those remand provisions--I mean those manual
recount provisions, became mandatory instead of discretionary; pursuant to judicial
rather than executive supervision, during the contest phase rather than the
protest phase, even though it's not even mentioned in the statute with respect
to the contest phase; pursuant to ad hoc, judicially established procedures
rather than the procedures that are articulated quite carefully in the statute...
SOUTER: Well, aren't ad
hoc judicially created procedures the point of Subsection 8 of 168? I mean,
once we get into the contest phase, Subsection 8 gives at least to the circuit
court, leaving aside the question of appellate jurisdiction, about as broad
a grant to fashion orders as I can imagine going into a statute.
OLSON: Well, to read that
provision--it's written quite broadly. One has to read that in the context of
the entire statutory framework. If one reads it the way the Florida Supreme
Court did, the entire process is tilted on its head. Where there used to be
the decision that was in the election officials, it now becomes in the court.
OLSON: All of the limitations
on the remand process that existed during the protest phase, where the standards
should be lower because it's earlier in the process, are thrown out the window.
The timetables are thrown out the window. The process that exists are there...
SOUTER: What's the timetable
in 168?
OLSON: There's no timetable...
SOUTER: That's right, there
is no timetable there, so that seems to undercut your timetable argument once
you get into the contest phase from the protest phase.
OLSON: Well, I think--but
that's only if you untether 168 entirely from the statute and the scheme by
which the protest phase takes place over a period of seven to 10 days in the
context of this election, and the contest phase occurs over the next four weeks.
SOUTER: It may well be,
and I, you know, I will grant you, for the sake of argument, that there would
be a sound interpretive theory that in effect would coordinate these two statutes,
166 and 168, in a way that the Florida Supreme Court has not done. But that's
a question of Florida Supreme Court statutory construction.
And unless you can convince
us, it seems to me, that in construing 168, which is what we're concerned with
now, and its coordination or a lack of coordination with 166, the Florida Supreme
Court has simply passed the bounds of legitimate statutory construction, then
I don't see how we can find an Article II violation.
OLSON: Well, I am hoping
to convince you that they passed far beyond the normal limits of statutory construction.
The changing of the meaning...
SOUTER: You've convinced
us certainly that there is a disagreement about how it should be construed,
and that disagreement is articulated by the dissents in the most recent case,
but I don't quite see where you cross the line into saying that this has simply
become a nonjudicial act. It may or may not be good statutory construction,
but I don't see the...
(CROSSTALK)
OLSON: It is, we submit,
an utter revision of the timetables, the allocation of...
SOUTER: But, Mr. Olson,
we're back to the--there is no timetable in 166.
OLSON: That's correct.
SOUTER: And what your argument
boils down to, I think, is that they have insufficiently considered--I'm sorry,
168--that they have insufficiently considered 166 in construing 168.
SOUTER: And you may be
right, but you have no textual quote in 168 to say untethered timetables imply,
in effect, a nonjudicial act.
OLSON: We're not just saying
timetables. We're saying that it has wrenched it completely out of the Election
Code, which the legislature very carefully crafted to fit together and work
in an interrelated fashion.
It isn't just the timetable.
The fact that there are timetables, which are very important in a presidential
election, we are today smack-up against a very important deadline and we're
in a process where...
SOUTER: Yes, you are, but
that is a deadline set by a safe harbor statute for the guidance of Congress,
and it's a deadline that has nothing to do with any text in 168.
OLSON: Well, I believe
that the Supreme Court of Florida certainly thought that it was construing--it
certainly said so this time--that it was construing the applicability of Section
5 and it was expressing the hope that what it was doing was not risking or jeopardizing
the conclusive effect...
SOUTER: And it took that
into consideration in fashioning its orders under Subsection 8.
OLSON: And we submit that
it incorrectly interpreted and construed federal law in doing that because what
they have inevitably done is provide a process whereby it is virtually impossible,
if not completely impossible--and I think it is completely impossible--to have
these issues resolved and the controversies resolved in time for that federal
statutory deadline.
OLSON: Furthermore, it
is quite clear, we submit, that the process has changed...
SOUTER: Well, if your concern
was with impossibility, why didn't you let the process run instead of asking
for a stay?
OLSON: Well, because we
said...
SOUTER: You'd find out.
OLSON: Because we argued,
and I believe, that there's a very firm basis that that process already had
violated Article II of the Constitution. It was also already throwing in jeopardy
compliance with Section 5 of Title 3 because the laws had been changed in a
number of different respects and we've recited them. The timetables are important.
KENNEDY: I thought your
point was that the process is being conducted in violation of the equal protection
clause because its standardless.
OLSON: And the due process
clause. And what we know is now the new system that was set forth and articulated
last...
BREYER: In respect to that...
OLSON: Pardon me.
BREYER: In respect to that,
if it were to start up again, if it were--totally hypothetically--and you were
counting just undercounts, I understand that you think that the system that's
set up now is very unfair, because it's different standards in different places.
But what in your opinion would be a fair standard, on the assumption that it
starts up missing the 12th deadline but before the 18th?
OLSON: Well, one fair standard--and
I don't know the complete answer to that, is that there would be a uniform way
of evaluating the manner in which--there's Palm Beach, for example...
BREYER: All right. A uniform
way of evaluating. What would the standard be, because this is one of your main
arguments, you say intent of the voter is not good enough, you want substandards.
What in your opinion would be the most commonly used in the 33 states or whatever,
or in your opinion, the fairest, uniform substandard?
OLSON: Well, certainly,
at minimum, Justice Breyer, the penetration of the ballot card would be required.
Now, that's why I mentioned the Palm Beach standard that was articulated in
writing and provided along with the ballot instructions to people voting, that
the chad had to be punctured...
BREYER: You're repeating
then Indiana. Is Indiana, in your opinion, or 1990 Palm Beach, are either of
those fair? Or what else?
OLSON: It is certainly
a starting point. And...
O'CONNOR: Well, would the
starting point be what the secretary of state decreed for uniformity?
OLSON: That is correct,
and...
O'CONNOR: Is that the starting
point under the Florida legislative scheme?
OLSON: I would agree with
that, Justice O'Connor.
O'CONNOR: And what standard
did the secretary of state set?
OLSON: She had not set
one, and that's one of the objections that we had with respect to the process
that the--the selective process that existed and that we discussed in conjunction
with the November 21 position.
Not only was there not
a standard, but there was a change two or three times during the course of this
process with respect to the standard that I was just discussing.
KENNEDY: I understand that
she has the expertise, and let's assume that under Florida state law, she's
the one with the presumptive competence to set the standard. Is there a place
in the Florida scheme for her to do this in the contest period?
OLSON: I don't think there
is--well, there's no limitation on when she can answer advisory opinions.
KENNEDY: Even in the contest?
OLSON: I don't--I think
that that's correct. Now whether or not, if there was a change as a result of
that, of the process, whether there would be problems with respect to Section
5, I haven't thought about. (CROSSTALK)
SOUTER: If this were remanded
to the Leon County Circuit Court, and the judge of that court addressed the
secretary of state--either is or could be made a party--and said, ``Please tell
us what the standard ought to be. We will be advised by your opinion, `` that
would be feasible, wouldn't it?
OLSON: I think it would
be feasible. Now, counsel for the secretary of state will be up in a moment,
immediately after me.
As I understand, however,
the Election Code, she would have the power to respond to that inquiry. In fact,
under the very first, as I mentioned, the very first section of the Election
Code, Sub 1, she's not only the chief election officer, but has responsibility...
BREYER: No, I'd still like
to get your view as to what would be the fair standard.
OLSON: Well, certainly
one that would--I don't--I haven't crafted it entirely out. That is the job
for a legislature.
BREYER: But I'd still like
to get your opinion insofar as you could give it.
OLSON: I think that part
of that standard is that it would have to be applied uniformly. It would have
to be, I would think, a reasonable standard would have to be, at minimum, a
penetration of the chad in the ballot, because indentations are no standards
at all. There are other procedural standards...
STEVENS: But, Mr. Olson,
was the Palm Beach standard that you refer to in your brief applied statewide
and uniformly? You refer to the Palm Beach standard having changed. Was the
Palm Beach standard ever applied on a statewide basis?
OLSON: I believe it was
not, Justice Stevens.
STEVENS: And can we possibly
infer from the failure of the secretary of state to promulgate a statewide standard
that she might have inferred that the intent of the voter is an adequate standard?
OLSON: No, I don't think
it's a fair inference either way. Remember... (CROSSTALK)
OLSON: ... the counting
and evaluating of disputes. But certainly with...
GINSBURG: But if we're
talking about the contest period, the statute, as Justice Souter pointed out,
speaks with amazing breadth. It says that, ``The circuit judge,'' this is the
text, ``shall fashion any order he or she deems necessary to prevent or correct
any wrong, and to provide any relief appropriate under the circumstances.''
I couldn't imagine a greater conferral of authority by the legislature to the
circuit judge.
OLSON: But we submit, in
the context of the entire election code itself. Now, the intent of the voter
standard, the one that's been cited and relied upon by our opponents most, is
a provision that's contained in the provision of the Election Code that deals
with damaged or spoiled ballots.
SOUTER: OK, but we have--there's
no question that the closest we can come now, under Florida law, is an intent
of the voter standard. Is it your position that if any official, judicial or
executive, at this point were to purport to lay down a statewide standard, which
went to a lower level, a more specific level than intent of the voter, and said,
for example, ``Count dimpled chads'' or ``Don't count dimpled chads,'' in your
judgment would that be a violation of Article II?
GINSBURG: But if we're
talking about the contest period, the statute, as Justice Souter pointed out,
speaks with amazing breadth. It says that, ``The circuit judge,'' this is the
text, ``shall fashion any order he or she deems necessary to prevent or correct
any wrong, and to provide any relief appropriate under the circumstances.''
I couldn't imagine a greater conferral of authority by the legislature to the
circuit judge.
OLSON: But we submit, in
the context of the entire election code itself. Now, the intent of the voter
standard, the one that's been cited and relied upon by our opponents most, is
a provision that's contained in the provision of the Election Code that deals
with damaged or spoiled ballots.
SOUTER: OK, but we have--there's
no question that the closest we can come now, under Florida law, is an intent
of the voter standard. Is it your position that if any official, judicial or
executive, at this point were to purport to lay down a statewide standard, which
went to a lower level, a more specific level than intent of the voter, and said,
for example, ``Count dimpled chads,'' or ``don't count dimpled chads,'' in your
judgment would that be a violation of Article II?
OLSON: I don't think it
would be a violation of Article II, provided that--I mean, the first part of
your question...
SOUTER: All right. So if
we went from the standard that existed before, the dimpled chads that hadn't--that
that had not been a standard anywhere in Florida, if that change was made, we
would strongly urge that that would be a violation of Article II, a complete
change...
SCALIA: Mr. Olson, it is
also part of your case, is it not, that insofar as that language just quoted
is concerned, the power of the circuit judge to prevent or correct any alleged
wrong? It's part of your submission, I think, that there is no wrong when a
machine does not count those ballots that it's not supposed to count.
OLSON: That's absolutely
correct, Justice Scalia. It would...
SCALIA: The voters who
detach the chads entirely, and the machine as predicted does not count those
chads, where those instructions are not followed, there isn't any wrong.
OLSON: That's correct.
This has been euphemistically referred to as legal votes that haven't been counted.
These are ballots where the system created by Florida, both with respect to
the initial tabulation and the preferred system for the recount, the automatic
recount in close elections, is to submit those ballots to the same mechanical,
objective scrutiny that the initial count was done. And those were not counted
either because there were votes for more than one candidate, which would make
them overvotes I guess they're calling them, or that they read as no-vote, which
many people do.
OLSON: Many people do not
vote in the presidential election, even those that are voting for other offices.
SOUTER: But as to the undervotes,
and as to the undervotes in which there is arguably some expression of intent
on the ballot that the machine didn't pick up, the majority of the Florida Supreme
Court says you're wrong. They interpreted the statute otherwise.
Are you saying here that
their interpretation was so far unreasonable in defining legal vote as not to
be a judicial act entitled, in effect, to the presumption of reasonable interpretation
under Article II?
OLSON: Yes, that is our
contention. And that has to be done--that contention is based upon everything
else in the Florida statute, including the contest provisions. The manual recount
provisions...
SOUTER: What is it in the
contest provision that supports the theory that that was a rogue, illegal judicial
act?
OLSON: Because there is
no reference to them even though that process is referred to...
STEVENS: There's no definition.
There's no definition. Doesn't the court have to come up with a definition of...
OLSON: In the context of
the statute as a whole, manual recounts are treated quite extensively as a last
resort for a tabulation error at the discretion of canvassing officials...
STEVENS: At?
OLSON: At.
STEVENS: The protest?
OLSON: That's correct.
And we submit...
REHNQUIST: Mr. Olson...
OLSON: ... and I'd like
to reserve the balance of my...
REHNQUIST: ... is it critical
to your position that the Florida Supreme Court erred in its resolution of the
``shall-may'' controversy, in its first opinion...
OLSON: I'm sorry, I missed...
REHNQUIST: Is it critical
to your position, because you're tying the two cases together, that the Florida
Supreme Court made that kind of error in its resolution of the conflict between
shall and may in this...
OLSON: I don't think it's
critical to our--what we're saying is that what--the court expanded upon its
previous decision that was vacated in this case. It used the time period that
it opened up to do this manual recount to then build upon in the December 8
opinion.
REHNQUIST: Very well, Mr.
Olson.
Mr. Klock, we'll hear from
you.
KLOCK: Mr. Chief Justice,
and may it please the court, if I could start by addressing a question of Justice
Souter with respect to the standards: 166 does have time limits. The time limit
of 166 is set by the certification, which is seven days after the election.
The time of the contest,
there are time limits there as well. You have 10 days to file a complaint, 10
days to file an answer. And in the context of a presidential election, you then,
of course, have the December 12 deadline. So, therefore, there are time constraints
that are there.
BREYER: Which is federal,
not state, and occurs in the safe harbor statute.
KLOCK: Yes, but...
BREYER: Or as a result
of the safe harbor statute.
KLOCK: Yes, Your Honor,
but this court, in its opinion that it handed down in the initial Harris case
pointed out that it was clear that there was a desire and a wish by the legislature
to preserve the safe harbor.
BREYER: Oh, there's no...
BREYER: I thought the Florida
court accepted that too in its current opinion.
KLOCK: They did say that,
exactly, Your Honor.
BREYER: Mr. Klock... (CROSSTALK)
REHNQUIST: You refer to
the first Harris case. We think of it as the first Bush v. Gore case. You're
talking about the same?
KLOCK: Yes, Your Honor.
SOUTER: Mr. Klock, will
you address Justice Breyer's question of a moment ago? If there were to be a
uniform standard laid down, I suppose at this point by the Leon County Circuit
Court, or in any other valid way, in your judgment, what should the substitute
standard be?
KLOCK: I'll try to answer
that question.
You would start, I would
believe, with the requirements that the voter has when they go into the booth.
That would be a standard to start with.
The voter is told in the
polling place, and then when they walk into the booth, that what you're supposed
to do, with respect to the punch cards, is put the ballot in, punch your selections,
take the ballot out, and make sure there are no hanging pieces of paper attached
to it.
The whole issue of what
constitutes a legal vote, which the Democrats make much ado about, presumes
that it's a legal vote no matter what you do with the card. And presumably you
could take the card out of the polling place and not stick it in the box and
they would consider that to be a legal vote.
The fact is, is that a
legal vote, at the very basics, has to at least be following the instructions
that you were given and placing the ballot in the box.
BREYER: No, we're asking,
I think, not what the Florida election law is at this point, in your opinion,
but rather if, under the equal protection clause--and I'm drawing on your experience
as a person familiar with elections across the country, you've looked into this...
KLOCK: Yes, sir.
BREYER: ... what would
be a fair subsidiary standard applied uniformly, were it to be applied uniformly
across all the counties of Florida, including Broward, a fair, uniform standard
for undervotes?
Remember, Indiana has a
statute, Michigan has a statute, 33 states have a statute where they just say
``intent of voter.'' But in your opinion, because of the hanging chad, et cetera,
et cetera, what is a fair, not necessarily Florida law, but a fair, uniform
standard? v KLOCK: Without being disrespectful, Your Honor, I think you've answered
the question in terms of phrasing the question. There are any number of statutory
schemes that you could select from, if you were a legislature. But as a court,
I don't think that the Supreme Court of Florida, respectfully, or any other
court can sit down and write the standards that are going to be applied...
BREYER: In your opinion,
if you were looking for a basically fair standard, to take one out of a hat,
Indiana or Palm Beach, 1990, in your opinion would be a basically fair one?
KLOCK: If I were to take
one out of a hat, Your Honor, if I was a legislature, what I would do is I would
hold that you have to punch the chad through on a ballot. In those situations
where you have a ballot where there are only indentations in every race, you
might then come up with a different standard. But the only problem that we have
here is created by people who did not follow instructions.
BREYER: OK. Can I ask you
a different question on Florida law?
KLOCK: Yes, sir? BREYER:
And the question on Florida law is simply this, what the statute as I take it,
the contest statute, lists grounds for contesting. One of those grounds is rejecting
a sufficient number of legal votes, sufficient to place the election in doubt.
And then the circuit judge is given the power to investigate that allegation,
just to look into it.
KLOCK: Yes.
BREYER: So why would it
be illegal under Florida law to have a recount just to investigate whether this
allegation is or is not so?
KLOCK: The justice's question
assumes that they are legal votes.
BREYER: There might be
some in there that are legal under anybody's standard.
KLOCK: Your Honor, if they
are not properly--if the ballot is not properly executed, it's not a legal vote.
The only case in Florida that even touches upon this in terms of a machine ballot
is the Hogan case from the 4th District Court of Appeal.
In the 4th District Court
of Appeal that candidate lost by three votes, and he went during the protest
phase to the canvassing board and asked for a manual recount to be done, and
they exercised their discretion and said no. And in that case, there is a discussion.
He raised the argument that there were ballots in there that had hanging chads
and this, that and the other thing; they would hear none of it. And when it
went up on appeal, it was affirmed.
So the fact of the matter
is, is that the only case that we have that deals with this handles it in that
fashion. And I would respectfully suggest that a ballot that is not properly
punched is not a legal ballot. And I think also, sir, if you go through an analysis
of the vice president's arguments and supporting what the Supreme Court does,
there's sort of an omelet that is created by going and picking through different
statutes.
For instance, the clear
intent standard comes from a statute that deals with a damaged ballot where
you have to create, to put through the machine, a substitute ballot.
KLOCK: And there are very
clear directions as to what to do to preserve the integrity of the ballot.
And the Beckstrom case,
which you will no doubt hear much about as the argument proceeds, dealt with
that kind of situation. If there was a manual recount there, the court did not
pass on the propriety of it. The issue was, if the election officials took ballots
and marked over the ballots, instead of creating a separate substitute ballot,
they took that ballot and marked it over so it could go through an optical scanner,
which the court found to be gross negligence, whether they would discount the
votes. That was the issue that was present there.
So I think, if you look
through Florida law, it is relatively clear that there is no basis whatsoever...
STEVENS: May I just ask
this question. If you did have a situation, I know your position is different,
where there were some uncounted ballots due to a machine malfunction, for example,
would it not make sense to assume that the standard you use for damaged ballots
would be the same standard you use in that situation?
KLOCK: I don't think so,
sir.
STEVENS: What standard
would you use...
KLOCK: Well...
STEVENS: ... in the situation
I proposed then?
KLOCK: Justice Brennan,
the difficulty is that under--I'm sorry. (LAUGHTER)
That's why they tell you
not to do that.
The standard that is in
166 is in--is dealing with the protest phase, and it brought about in 1988...
STEVENS: I understand,
but my question is, if you don't use that standard, what standard would you
use for my hypothetical?
KLOCK: The legislature
would have to create one, sir. I don't know what standard...
SOUTER: You're saying that
they can't interpret statute in which there is no explicit definition.
KLOCK: What I'm saying
is...
SOUTER: They have to throw
their hands up.
KLOCK: No, Justice Breyer.
What I'm saying is...
SOUTER: I'm Justice Souter.
You've got to cut that out.
(LAUGHTER)
KLOCK: I will now give
up. What I'm saying, sir, is this: that you cannot be in a situation of using
the word ``interpret'' to explain anything that a court does. The word ``interpret''
cannot carry that much baggage.
SOUTER: But you go to the
opposite extreme and say, it seems to me, that they can't look, as Justice Stevens
suggested, to a statute which deals with certainly a closely analogous subject
at a near stage. And it seems to me that you, in effect, go to the opposite
extreme that you're excoriating the Florida Supreme Court for, and say they
can't interpret at all.
KLOCK: I think what the
Florida Supreme Court should do in that instance is note the very tight restrictions
that exist under the protest phase. They require that you find voter intent
with respect to a damaged ballot. They also vest it in the canvassing board,
and the canvassing board is composed of a defined group of officials, a county
judge, the elections supervisor and the chairman of the county commission. It
is very limited...
SOUTER: But that means
the court apparently cannot define ``legal vote.''
KLOCK: That's correct.
SCALIA: Mr. Klock? I'm
Scalia.
(LAUGHTER) SCALIA: Mr.
Klock? I'm Scalia KLOCK: Yes, sir? I'll remember that.
SCALIA: Correct me if I'm
wrong...
KLOCK: It will be hard
to forget.
(LAUGHTER)
SCALIA: Correct me if I'm
wrong, but I had thought that although you don't take into account improperly
marked ballots for purposes of determining whether there will be a manual recount,
I had thought that when there is a manual recount for some other reason, and
you come across ballots of this sort, that you can count them; that, for that
purpose, you can decide, ``Oh, look it. There's a hanging chad. The machine
didn't count it. It's clear what the intent of the voter was. We'll count it.''
Is that not correct?
KLOCK: Yes, Justice Scalia,
that is correct.
SCALIA: OK.
KLOCK: If you have a situation...
SCALIA: It's correct that
you use the intent of the voter standard in that situation?
KLOCK: Pardon me, sir?
SCALIA: It's correct that
you use the intent of the voter standard in that situation?
(CROSSTALK)
KLOCK: It is correct that
that statute provides that. I think that that statute--there could be problems
under it, but that statute was designed for a very limited situation where there
was a problem with the mechanism of voting. It was not designed to handle voter
error.
And that is absolutely
clear, because otherwise, Your Honor, what would occur is the following: that
in every election you have that was close, you would have an automatic recount,
and then irrespective of what the canvassing board does, just load all the ballots
together and put them on a truck and send them to Tallahassee. Because if there
is no standard whatsoever, and in any election contest that you're unhappy with
the electioo, you can send the ballots to Tallahassee, then you have a problem
that is created that would not exist under 166.
REHNQUIST: Thank you, Mr.
Klock.
KLOCK: Thank you.
REHNQUIST: Mr. Boies, we'll
hear from you.
BOIES: Thank you.
Mr. Chief Justice, may
it please the court:
Let me begin by addressing
what happened in the Beckstrom case that Mr. Klock refers to.
KENNEDY: Could we begin
with jurisdiction first?
BOIES: Yes.
KENNEDY: The Supreme Court
of Florida said that it took--that it was cognizant, and the legislature was
cognizant, of 3 U.S.C. Section 5. And for convenience sake, let's call that
``new law.''
KENNEDY: That's not exactly
this, but--when the Supreme Court used that word, I assumed it used it in a
legal sense. Cognizance means to take jurisdiction of, to take authoritative
notice. Why doesn't that constitute an acceptance by the Supreme Court of the
proposition that 3 U.S.C., Section 5 must be interpreted in this case?
BOIES: I think, Your Honor,
and, obviously, this court and the Florida Supreme Court is the best interpreter
of that opinion, but I think a reasonable interpretation of that opinion is
to say that what the Florida Supreme Court meant by cognizance is that it was
taking into account the desire to get the election over in time so that everyone
would have the advantage of the safe harbor, and I think that goes throughout
the opinion.
KENNEDY: The language used
in 3 U.S.C., Section 5 is garden-variety language, so far as the courts are
concerned. We can determine whether or not there is a new law or an old law.
That's completely susceptible of judicial interpretation, is it not?
BOIES: Yes, I think it
is, Your Honor.
KENNEDY: All right. And
it seems to me that if the Florida court, and presumably the Florida legislature,
have acted with reference to 3 U.S.C. Section 5, that it presents now a federal
question for us to determine whether or not there is or is not a new law by
reason of the various Florida Supreme--the two Florida Supreme Court decisions?
BOIES: Except, Your Honor,
what the Florida Supreme Court did, I think, in its opinion is to say that in
terms of looking at how to remedy the situation, it needed to be cognizant of
the fact that there was this federal deadline out there that was going to affect
Florida's electors if that deadline was not met.
KENNEDY: Well, of course,
the deadline is meaningless if there's a new law involved, and that's part of
the equation, too.
BOIES: Yes, but what I
would say is that whether or not there is a new law--that is, whether there
is a change in the enactment in the language of the statute or the Constitution--is
something that has to be decided in the initial instance by the Florida Supreme
Court interpreting Florida law. And that's...
REHNQUIST: Mr. Boies, there
are really two parts to that sentence of Section 5. One is the law in effect
at the time, and the other is, ``finally determined six days before the date
for choosing electors.'' Do you think the Florida court meant to acknowledge--it
seems to me since it's cited generally, they must have acknowledged both of
those provisions.
BOIES: I don't know exactly
what was in the Florida Supreme Court's mind, but I think in general what the
Florida Supreme Court made quite clear is that the thing that was constraining
it was the desire to fit its remedy within the safe harbor provision.
REHNQUIST: So that's the
``finally determine'' portion of Section 5?
BOIES: Yes, Your Honor.
Yes, I think that's right. And I think it does not reflect a desire to change
the law or in any way affect what the substantive law is. What the court is
saying is...
KENNEDY: Let me ask--could
the legislature of the state of Florida after this election have enacted a statute
to change the contest period by truncating it by 19 days?
BOIES: You mean, by shortening
it?
KENNEDY: Without contravening
the section which says that there should be no new law for the safe harbor?
KENNEDY: Could the Florida
Supreme Court have done what the legislature--could the Florida legislature
have done what the Supreme Court did?
BOIES: I think that it
would be unusual. I haven't really thought about that question. I think they
probably could not, because I think...
KENNEDY: Consistently--because
that would be a new law under Section 5?
BOIES: Yes, because it
would be a legislative enactment, as opposed to a judicial interpretation of
an existing law. Remember...
KENNEDY: And, in fact,
it would be a new law under our preclearance jurisprudence, wouldn't it?
BOIES: I think not, Your
Honor, because, if you go back to the State v. Chappell in 1988, where the Florida
Supreme Court faced the very question of whether or not that seven-day period
was an iron curtain that came down, the Florida Supreme Court said it was not.
The Florida Supreme Court said that you had to look as to whether there was
substantial compliance. In that case, three days was found to be substantial
compliance.
That was a situation in
which there was telephone notice which was not adequate for certification. It
was then followed up...
KENNEDY: If we assume the
legislature would run contrary to the new law prohibition in the statute, wouldn't
the Supreme Court do it if it does exactly the same thing?
BOIES: What I'm saying,
Your Honor, is that it wasn't doing exactly the same thing, because it wasn't
passed with a new law. It was interpreting the existing law. If the legislature
had said--for example, the legislature has...
KENNEDY: I'm not sure why
if the legislature does it, it's a new law, and when the Supreme Court does
it, it isn't.
BOIES: No.
KENNEDY: Both would have
to--you have to preclear judicial rulings and see whether they are new laws,
don't you?
BOIES: What I'm saying,
Your Honor, is that if the Supreme Court had rewritten the law the way you hypothesized
the legislature rewrote the law, it might very well be a difference. What I'm
saying is that the Florida Supreme Court did not rewrite the law in the way
that you hypothesize.
What the Florida Supreme
Court was confronted with was a statute. And that statute said that--and it
was the later-passed statute--let me get back into the ``may'' and the ``shall.''
The ``may'' statute was the later-passed statute. And so what the Florida Supreme
Court said is, ``We have to look at what is the criteria by which you decide
whether you may ignore and will ignore these returns.''
And what the Florida Supreme
Court said, ``We're going to interpret that exactly the way we've interpreted
for 25 years.''
BOIES: And the 12 years
before the Florida Supreme Court made this decision, it had made the State v.
Chappell decision, in which it had approached it from exactly the same policy
grounds.
SCALIA: Well, it was quite
a different--I mean, there, indeed, telephone notification had been given within
the deadline and the actual written material was not submitted until a few days
after. I think that's quite a bit different from extending the period generally
and for all submissions for, you know--but I'm...
BOIES: If I could respond
to that, Your Honor.
SCALIA: ... not sure that
you and Justice Kennedy are disagreeing on very much. It seems to me you acknowledge
that if the Florida Supreme Court's interpretation of this law were not a reasonable
interpretation, just not one that would pass normal judicial muster, then it
would be just like the legislature writing a new law. But your contention here
is that this is a reasonable interpretation of Florida law.
BOIES: I think the way
I would put it, Your Honor, is that if you conclude that the Florida Supreme
Court's interpretation of Florida law is either a sham or it is so misguided
that it is simply untenable in any sense...
SCALIA: Right.
BOIES: ... I think, at
that point, then you can conclude that what it has done is it's changed the
law. But I think the standard is the standard this court has generally applied
in giving deference to state supreme court decisions.
O'CONNOR: But is it, in
light of Article II? I'm not so sure. I mean, I would have thought that that
bears on the standard, frankly, when it contemplates that it is plenary power
in the legislature. Does that not mean that a court has to, in interpreting
a legislative act, give special deference to the legislature's choices insofar
as a presidential election is concerned? I would think that is a tenable view
anyway, and especially in light also of the concerns about Section 5.
BOIES: I think, Your Honor,
that if the Florida Supreme Court, in interpreting the Florida law, I think
the court needs to take into account the fact that the legislature does have
this plenary power. I think when the Florida Supreme Court does that, if it
does so within the normal ambit of judicial interpretation, that is a subject
for Florida's Supreme Court to take.
O'CONNOR: I'm sorry. You
are responding as though there were no special burden to show some deference
to legislative choices in this one context. Not when courts review laws generally,
for general elections, but in the context of selection of presidential electors,
isn't there a big red flag up there, ``Watch Out''?
BOIES: I think there is
in a sense, Your Honor. And I think the Florida Supreme Court was grappling
with that.
O'CONNOR: You think it
did it properly?
BOIES: I think it did do
it properly.
O'CONNOR: That's, I think,
a concern that we have.
And I did not find, really,
a response by the Florida Supreme Court to this court's remand in the case a
week ago. It just seemed to kind of bypass it and assume that all those changes
in deadlines were just fine, and they'd go ahead and adhere to them. And I found
that troublesome.
BOIES: Your Honor, if I
could, one of the things that was argued from the beginning by Governor Bush's
counsel and accepted by the Florida Supreme Court was that the protest statute
and the contest statute were very separate procedures.
BOIES: There was a time
limit in the protest context, prior to certification. But there is no time limit
in the contest statute process, which is what we're in now. And I think that
the Florida Supreme Court was focussing on this contest period, which is what
is really before--was before them and is before you.
And in the contest...
O'CONNOR: But I thought,
and maybe I'm mistaken, but I thought it directed that certain votes that had
been tabulated after the expiration of the original certification date were
to be included now, without reference to the point at all that their opinion
had been vacated. I just didn't know how that worked.
BOIES: There are three
different groups of votes, OK, and--with respect--Broward, Palm Beach and Miami-Dade.
With respect to Miami-Dade and Palm Beach, there was a trial; there was a contest
trial.
BOIES: It is the appeal
from that trial that is before this court. And the petitioners don't really
refer to what's in the trial record, but in that trial record, there was undisputed
evidence that the votes that were counted there were valid, legal votes.
Now whether those votes
were counted as part of the certification process or not, once you know there
was valid votes...
REHNQUIST: This was a trial--this
was a trial, Mr. Boies, in the circuit court of Miami-Dade?
BOIES: Yes--no, no, the
circuit court of Leon County. Because it's a statewide election, the contest
procedure takes you to Leon County regardless of where the votes were cast.
But what the court found
there--and there was undisputed evidence, and Mr. Richard, who was Governor
Bush's counsel here, conceded that the Palm Beach board had applied the appropriate
standard in identifying votes--the so-called 215 additional net votes for Vice
President Gore and Senator Lieberman.
What you had there was
undisputed evidence. It was found as a matter of fact.
BOIES: And the Supreme
Court, reviewing that trial, said, ``You've had these votes identified by Miami-Dade,
168 net votes; by Palm Beach, 215 net votes; and those votes need to be included.''
Not because they were part of the...
SCALIA: It not only said...
BOIES: ... certification
process.
SCALIA: It not only said
that, it said that those votes have to be certified.
BOIES: Yes, Your Honor.
SCALIA: It said that those
votes had to be certified, which certainly contravenes our vacating of their
prior order.
BOIES: I think not, Your
Honor, because when you look at the contest statute, it is a contest of the
certification; that is, the process is the results are certified and then what
happens is you contest whether that certification is right.
SCALIA: I understand. But
what the Florida Supreme Court said is that there shall be added to the certification
these additional numbers.
BOIES: But that's true
in any contest. Every single contest...
SCALIA: It's not added
to the certification.
BOIES: Yes, of course it
is, Your Honor.
SCALIA: You may do a review
of the ballots and add more numbers, but as I read the Florida Supreme Court
opinion, it said the secretary of state will certify these additional...
BOIES: Yes, because the
contest procedure is a procedure to contest the certification.
BOIES: What you're doing
is you're saying, ``This certification is wrong; change it.'' That's what every
contest proceeding is. And what the Florida Supreme Court was saying after this
trial is, ``Yes, you proved that this certification is missing 215 votes.''
SCALIA: The certification,
as rendered by the secretary of state, did not include those additional ballots
for your client, and the Supreme Court directed that the certification would
be changed to include those.
BOIES: But, Your Honor,
that is what happens every time there is a successful contest. The contest is
a contest of the certification. You have the certification results...
SCALIA: It doesn't make
any sense to me. You have a certification which is made by the secretary of
state. That is what is contested.
BOIES: Right.
SCALIA: And here the certification
was directed to be changed. (CROSSTALK)
BREYER: Does it matter,
by the way, does it matter--does it matter if they said in Palm Beach and Miami-Dade,
the ones that the court said, ``You must certify,'' if they were thrown into
the others and said, ``Recount them''? If it's uncontested in the trial, I guess
that you'd get to the same place.
BOIES: I think you get
to exactly the same place.
BREYER: So it doesn't really
matter.
BOIES: I think it doesn't
really matter what they said.
BREYER: But Broward might.
BOIES: But Broward might.
BREYER: Would you object
if they have a different standard to recounting those too?
BOIES: Broward is a different
situation.
BREYER: Yes.
BOIES: With respect to
Broward, what you have is you have these votes that have been counted and were
included in the certification, and if you were to assume that that certification
that came in on November 26 is somehow void, then those ballots would have to
be considered just like the Dade and the Palm Beach ballots.
BOIES: So I think there
is a distinction between Broward and...
KENNEDY: Do you think that
in the contest phase there must be a uniform standard for counting the ballots?
BOIES: I do, Your Honor.
I think there must be a uniform standard. I think there is a uniform standard.
The question is whether that standard is too general or not. The standard is
whether or not the intent of the voter is reflected by the ballot. That is the
uniform standard throughout the state of Florida.
KENNEDY: That's very general;
it runs throughout the law. Even a dog knows the difference in being stumbled
over and being kicked. You know it.
Now, in this case--in this
case--what we're concerned with is an intent that focuses on this little piece
of paper called a ballot. And you would say that, from the standpoint of the
equal protection clause, each--could each county give their own interpretation
to what ``intent'' means, so long as they are in good faith and with some reasonable
basis finding intent? Could that vary from county to county?
BOIES: I think it can vary
from individual to individual. I think that just as these findings...
KENNEDY: So that even in
one county, it could vary from table to table--I'm counting these ballots, you're
counting this one?
BOIES: I think on the margin,
Your Honor, whenever you're interpreting intent, whether it is in the criminal
law, in administrative practice, whether it is in local government, whenever
somebody is coming to...
KENNEDY: But here you have
something objective. You're not just reading a person's mind; you're looking
at a piece of paper. And the supreme courts in the state of South Dakota and
in other states have told us that, ``You will count this if it's hanging by
two corners or one.'' This is susceptible of a uniform standard. And yet you
say it can vary from table to table within the same county.
BOIES: With respect, it
is susceptible of a more specific standard. And some states, like Texas, have
given a statutory definition. Although even in Texas, there is a catch-all that
says, ``Anything else that clearly specifies the intent of the voter.''
So even where states have
approached this in an attempt to give specificity, they have ended up with a
catch-all provision that says, ``Look at the intent of the voter.''
SOUTER: But they have ended
up with a catch-all provision because, I assume, there may be cases in which
the general rule would otherwise operate in which there is an affirmative counter-indication
to what the general rule would provide.
But I think what's bothering
Justice Kennedy, and it's bothering a lot of us here, is we seem to have a situation
here in which there is a subcategory of ballots in which, we're assuming for
the sake of argument, since we know no better, that there is no genuinely subjective
indication beyond what can be viewed as either a dimple or a hanging chad. And
there is a general rule being applied in a given county that--an objective intent
or an intent on an objective standard will be inferred. And that objective rule
varies, we're told, from county to county.
Why shouldn't there be
one objective rule for all counties? And if there isn't, why isn't it an equal
protection violation?
BOIES: Let me answer both
questions.
BOIES: First, I don't think
there is a series of objective interpretations, objective criteria that vary
county by county.
SOUTER: All right. But
on the assumption that there may be, if we were fashioning a response to the
equal protection claim, and we assume as a fact that there may be variations,
wouldn't those variations from county to county on objective standards be an
equal protection violation?
BOIES: I don't think so,
Your Honor, because I think there are a lot of times in the law in which there
can be those variations, from jury to jury, from public official to public official.
SOUTER: Yes, but in jury-to-jury
cases, we assume that there is not an overall objective standard that answers
all questions definitively. We are assuming that there is detail that cannot
be captured by an objective rule.
The assumption of this
question--I think it's behind what's bothering Justice Kennedy, Justice Breyer,
me and others--is, we're assuming there's a category in which there just is
no subjective appeal. All we have are certain physical characteristics.
SOUTER: Those physical
characteristics, we are told, are being treated differently from county to county.
In that case, where there is no subjective counter-indication, isn't it a denial
of equal protection to allow that variation?
BOIES: I don't think so,
Your Honor, because--and maybe I am quarreling with a premise that says there
are these objective criteria. Maybe if you had specific objective criteria in
one county that says we're going to count indented ballots, and another county
that said we're only going to count the ballot if it's punched through, if you
knew you had those two objective standards and they were different, then you
might have an equal protection...
SOUTER: All right, we're
going to assume that we do have that. We can't send this thing back for more
fact-finding. If we respond to this issue, and we believe that the issue is
at least sufficiently raised to require a response, we've got to make the assumption,
I think, at this stage that there may be such variation, and I think we would
have a responsibility to tell the Florida courts what to do about it.
On that assumption, what
would you tell them to do about it?
BOIES: Well, I think that's
a very hard question.
(LAUGHTER)
SOUTER: You'd tell them
to count every vote. (LAUGHTER)
SOUTER: You'd tell them
to count every vote, Mr. Boies.
BOIES: I would tell them
to count every vote. (LAUGHTER)
SOUTER: Let me ask you...
STEVENS: Before you answer
that question, Mr. Boies...
BOIES: I think I would
say that if you're looking for a standard, and I say that not because of the
particular aspects of this election, the Texas standard, if you wanted to specify
something that was specific, it gives you a pretty good standard.
STEVENS: Let me ask this
question, Mr. Boies. Does not the procedure that is in place there contemplate
that the uniformity will be achieved by having the final results all reviewed
by the same judge?
BOIES: Yes, that's what
I was going to say, Your Honor, that what you have here is you have a series
of decisions that people get a right to object to. This is all going through
a process. The people are there, they submit written objections, and then that's
going to be reviewed by a court.
STEVENS: Well, that causes
me some problems that pertain not just to the equal protection aspect of this,
but to the rationality of the Supreme Court's opinion, because the Supreme Court
opinion on the one hand said, as you've just repeated, that there was to be
de novo review by the circuit judge in Leon County, but on the other hand it
said that he had to accept the counts that had come out of Palm Beach and Broward
counties.
SCALIA: It was clear that
Broward and Palm Beach counties had applied different criteria to dimpled ballots.
One of them was counting all dimpled ballots; the other one plainly was not.
How can you at one and the same time say it's a de novo standard as to what
is the intent of the voter, and on the other hand say you have to accept, give
some deference to, quite differing standards by two different counties? That's
just not rational.
BOIES: Your Honor, I think
what the court held was not include both Broward and Palm Beach; I think it
was Palm Beach and Miami-Dade, because Broward was not part of the trial, because
Broward had been certified.
And, with respect to Miami-Dade
and Palm Beach, I do not believe that there is evidence in the record that that
was a different standard.
BOIES: And there's no finding
of the trial court that that was a different standard. Indeed, what the trial
court found was that both Miami-Dade and Palm Beach properly exercised their
counting responsibilities. So I don't...
SCALIA: What do you mean
``properly exercised''? What? Their discretion, right? Is that what he meant
by ``counting responsibilities''?
BOIES: I believe what he
meant was discerning the clear intent of the voter, which is what they were
both attempting to do.
REHNQUIST: Was this the
trial before Judge Sauls?
BOIES: Yes, Your Honor.
REHNQUIST: I thought he
ruled against the contestants and said they took nothing.
BOIES: Yes, that is right,
but he did so based on what the Florida Supreme Court held and what six justices
of the Florida Supreme Court held were two errors of law: first, that we had
to prove, before he looked at the ballots, that there was a probability that
the election result would be changed; and second, that we had to prove abuse
of discretion.
REHNQUIST: But the fact-finding
phase of that trial, you say these were found as a fact--did he make findings
of fact?
BOIES: Yes, he did.
REHNQUIST: Well, what did
he say with respect to this?
BOIES: With respect to
this he said--and he said it separately with respect to Miami-Dade and Palm
Beach--is he found that they had properly exercised their discretion.
The Palm Beach chairman
of the canvassing board actually was a witness, Judge Burton, he came and testified.
And he testified that they used a clear-intent-of-the-voter standard.
REHNQUIST: As opposed to
just intent of the voter?
BOIES: Yes, just intent.
They used clear intent of the voter. And the statute sometime--in one section
it says clear intent of the voter, that's the one that petitioners' counsel
is referring to. In 166 it refers, in Subsection 7-B, to the intent of the voter.
But Palm Beach used the clear intent of the voter and found hundreds of ballots
that they could discern the clear intent of the voter from that were not machine
read.
Now, in doing so, they
were applying Florida law. And like the law of many states, it has a general
standard, not a specific standard...
O'CONNOR: Were those dimpled
or hanging chads, so to speak?
BOIES: Well, what he testified
is that you looked at the entire ballot; that if you found something that was
punched through all the way in many races, but just indented in one race, you
didn't count that indentation, because you saw that the voter could punch it
through when the voter wanted to.
On the other hand, if you
found a ballot that was indented all the way through, you counted that as the
intent of the voter.
O'CONNOR: With no holes
punched?
BOIES: With no holes punched,
but where it was indented in every race.
O'CONNOR: That was counted
as proper in...
BOIES: In Palm Beach.
O'CONNOR: Palm Beach.
BOIES: Another thing that
they counted was, he said they discerned what voters sometimes did was instead
of properly putting the ballot in where it was supposed to be, they laid it
on top. And then, what you would do, is you would find the punches went not
through the so-called chad, but through the number.
O'CONNOR: Well, why isn't
the standard the one that voters are instructed to follow, for goodness sakes?
I mean, it couldn't be clearer. I mean, why don't we go to that standard?
BOIES: Well, Your Honor,
because in Florida law since 1917, Darby v. State, the Florida Supreme Court
has held that where a voter's intent can be discerned, even if they don't do
what they're told, that's supposed to be counted.
BOIES: And the thing I
wanted to say about the Beckstrom case is--that was a case that used optical
ballots--voters were told, ``Fill it in with a No. 2 pencil.'' Several thousand
didn't. They used everything else, but not a No. 2 pencil, and so the machine
wouldn't read it. It was voter error.
The Supreme Court in 1998,
well before this election, said, ``You've got to count those votes.'' And, in
fact, they counted those votes, even though the way the canvassing board dealt
with them was to go back and mark them over with a big black marker, which made
it impossible to check whether the canvassing board had really just marked over
the ballot or had put a new mark on the ballot.
SCALIA: Mr. Boies, can
I come back to this discrepancy between Palm Beach and Broward County? I'm reading
from footnote 16 of the Florida Supreme Court's opinion: On November 9, 2000,
a manual recount was requested on behalf of Vice President Gore in four counties:
Miami-Dade, Broward, Palm Beach and Volusia. Broward County and Volusia County
timely completed a manual recount.
SCALIA: It is undisputed
that the results of the manual recounts in Volusia County and Broward County
were included in the statewide certifications.
BOIES: Yes, Your Honor.
SCALIA: And those statewide
certifications, the Supreme Court ordered to be accepted.
So it is--the Supreme Court,
while applying the standard of supposedly de novo review of the certifications,
is requiring the circuit court to accept both Broward County, which does one
thing with dimpled ballots, and Palm Beach County, which does something clearly
different.
BOIES: Your Honor, the
de novo review is in the contest phase. And neither Volusia County nor Broward
County was a contest filed.
What the Supreme Court
holds is that you've got de novo review in a contest. A contest relates to specific
ballots that are contested. The ballots in Broward and Volusia were not contested
by any party.
SCALIA: But the determination
that the circuit court has to make about whether it's necessary to have a recount
is based upon the certifications.
BOIES: No. It's only based
on...
SCALIA: Which he then accepts--not
de novo.
BOIES: No, it's only based
on the certifications that are contested.
BOIES: In other words,
if you're going to order the manual review of the ballots, the issue is what
ballots are contested, and, second, is there judicial review of those ballots.
SCALIA: You have to know
how close the state election was, don't you...
BOIES: Yes, but...
SCALIA: ... for which purpose
you accept the certifications?
BOIES: Yes, that's true.
And you have a certification...
SCALIA: And here you're
telling him to accept it not de novo, but deferring to Broward County.
BOIES: I think what the
Supreme Court is saying is you've got a certification. That certification shows
a certain vote total. Now, you take that certification until it is contested,
and it can be contested by either or both parties. You do not have, until it
is contested, you do not have contested ballots.
Once you have contested
ballots, then, going back to State v. Williams, Nuccio v. Williams in 1929,
cited in our papers, then it becomes a judicial question. And what the court
holds is you then look at that as a judicial matters, and that is why you have,
going on in Leon County, the review of the Miami-Dade ballots under the court's
supervision.
I would point out that
we asked to have the Miami-Dade ballots reviewed.
BOIES: We also asked to
have the 3,300 Palm Beach ballots reviewed, but the Supreme Court said no to
us on that. They said, yes, you can have the 9,000 Miami-Dade ballots reviewed.
They also said, which we didn't ask for, they said, as a matter of remedy, we
want to review the undervotes all around the state.
REHNQUIST: Mr. Boies, one
of the dissenting justices in the Supreme Court of Florida said that meant 177,000
ballots. Was he correct, in your view?
BOIES: No. That is a result
of adding the so-called undervotes that were mentioned and the so-called overvotes
that were mentioned. Either an undervote, where no vote registers for president,
or an overvote, where two or more registers for president, are discarded, because
you can't vote twice and if you vote not at all, under either circumstance,
your vote doesn't count.
REHNQUIST: So, if you disagree
that 177,000 ballots will be involved in this recount, how many do you think
there are?
BOIES: It's approximately
60,000, I think, Your Honor. It turns out to be less than that because of the
recounts that have already been completed.
BOIES: But I think the
total sort of blank ballots for the presidency were about 60,000.
KENNEDY: Mr. Boies, can
I ask you this? Does that mean there are 110,000 overvotes?
BOIES: That's right.
KENNEDY: And if that's
the case, what is your response to the chief justice of Florida's concern that
the recount relates only to undervotes and not overvotes?
BOIES: First, nobody asked
for a contest of the overvotes. And the contest statute begins with a party
saying that there is either a rejection of legal votes or an acceptance of illegal
votes.
KENNEDY: But as a matter
of remedy, it's ordered a statewide recount in counties where the ballots were
not contested. And that's where I'm having some difficulty. And it goes back
in part to your answer that you gave to Justice Scalia about Broward County,
and in part to the answer you're giving to Justice Stevens now.
Why is it that you say
on the one hand to Justice Scalia, ``Oh, well, these weren't part of the contest''?
But now, all of a sudden, we're talking about statewide, that are not all of
which were contested, but we're not talking about the overvotes?
BOIES: Two parts to the
answer.
BOIES: The reason that
I said what I did to Justice Scalia was that I think that if this court were
to rule that there was something wrong with the statewide recounts, that they
were being done by canvassing boards as opposed to directly by the court, or
because the court was not supervising the particular expression of voter intent,
what the court would have done is simply cut back on a remedy that we didn't
ask for.
The second part is that
when you're dealing with overvotes--and remember, this is a machine issue--when
you're dealing with overvotes, the machine has already registered two votes.
Now, there may be another vote there--a dimpled vote or indented vote--that
the machine did not register, but once you get two votes, that ballot doesn't
get counted for the presidency.
BREYER: They gave an example.
The example they gave in their brief was, there's a punch for Governor Bush
and then there's a punch for ``write-in'' and the write-in says, ``I want Governor
Bush.''
BREYER: And so I think
their implication is that that would have been rejected by the machine, but
if you looked at it by hand, the intent of the voter would be clear. I don't
know if there are such votes, but they say there might be.
BOIES: There's nothing
in the record that suggests there are such votes. If anybody had contested the
overvotes, it would have been a relatively simple process to test that, because
you could have simply tested as to whether the double vote was a write-in vote
or was another candidate.
REHNQUIST: I gathered from
the opinion of the Supreme Court of Florida that the vice president did not
ask for as broad a recount as the Supreme Court granted, but that it thought
that to do just what he wanted would be unfair, and therefore out of fairness
they granted the wider recount. Am I correct in this?
BOIES: I think that's right.
I think that's how I would interpret it, Mr. Chief Justice.
SCALIA: Mr. Boies, I have
one other perplexity about the scheme that's been set up here. As you point
out, there's scant statutory provision concerning the contest. There's quite
detailed statutory provision concerning the protest period, and it tells everybody
how to act and time limits and all of that.
SCALIA: Why would anyone
bother to go through the protest period, have these ballots counted by the canvassing
boards, have them certify the results? Why go through all that when the whole
thing begins again with a contest? Once a contest is filed, the certification
is meaningless. What advantage is there to win the protest?
BOIES: It's not meaningless.
It becomes the baseline. And in every contest that has ever taken place, including
this one, that has been the baseline that has determined 99-plus percent of
the votes. And what is contested are simply those ballots that during the protest
phase have been identified as disputed ballots, so that the protest phase solves
99 percent of the election or more. What is left over are those ballots that
one side or the other has contested, and that's what the contest deals with.
KENNEDY: My concern is
that the contest period, as we've been talking about, requires the studying
of standards, judicial review and by reason of, what I take it to be your earlier
position in the litigation, this period has been truncated by 19 days causing
the time frame of which we're also conscious, making it difficult for a appellate
review.
SCALIA: Why would anyone
bother to go through the protest period, have these ballots counted by the canvassing
boards, have them certify the results? Why go through all that when the whole
thing begins again with a contest? Once a contest is filed, the certification
is meaningless. What advantage is there to win the protest?
BOIES: It's not meaningless.
It becomes the baseline. And in every contest that has ever taken place, including
this one, that has been the baseline that has determined 99-plus percent of
the votes. And what is contested are simply those ballots that during the protest
phase have been identified as disputed ballots, so that the protest phase solves
99 percent of the election or more. What is left over are those ballots that
one side or the other has contested, and that's what the contest deals with.
KENNEDY: My concern is
that the contest period, as we've been talking about, requires the studying
of standards, judicial review and by reason of, what I take it to be your earlier
position in the litigation, this period has been truncated by 19 days causing
the time frame of which we're also conscious, making it difficult for appellate
review.
KENNEDY: And it seems to
me--and we're getting back to the beginning of this, that the legislature could
not have done that by a statute without it being a new law, and that neither
can the Supreme Court, without it being a new law, a new scheme, a new system
for recounting at this late date. I'm very troubled by that.
BOIES: But, Your Honor,
leaving aside the prior case about the extension of the time for certification,
which I think at this stage you have to leave aside--because at the contest
stage, what you're doing is you're contesting specific ballots, whether or not
they were included in the certification; it's absolutely clear under Florida
law that that's what the contest is about.
So at the contest stage,
the only question is, can you complete the contest of the contested ballots
in the time available?
Everything that's in the
record is that we could have, and indeed we still may be able to, if that count
can go forward.
REHNQUIST: Including appeals
to the Supreme Court of Florida and the other petition to this court?
BOIES: Excuse me, Your
Honor?
REHNQUIST: I said, after
the circuit judge says the contest comes out this way, surely there's going
to be an appeal to the Supreme Court of Florida and likely another petition
to this court. Surely that couldn't have been done by December 12.
BOIES: Your Honor, I think...
REHNQUIST: Or could it?
BOIES: I think the appeal
to the Florida Supreme Court could have, and indeed the schedule that was set
up would have made that quite possible.
There's about another day
or so. Except for four or five counties, all of the counties would be completed
in about another day, and maybe even those counties could be now, because, as
I understand it, some of them have taken advantage of the time...
REHNQUIST: Wouldn't the...
BOIES: ... to get the procedures
ready to count.
REHNQUIST: Just a minute,
Mr. Boies.
Wouldn't the Supreme Court
of Florida wanted briefs, and wouldn't the parties have needed time to prepare
briefs?
BOIES: Yes, Your Honor,
but, as we did in this court, we have done in the Florida Supreme Court a number
of times, and that is to do the briefs and have the argument the next day and
a decision within 24 hours.
REHNQUIST: After the counts
are conducted in the individual counties, wouldn't the Leon County circuit judge
have to review those counts? After all, I mean, the purpose of the scheme is
to have a uniform determination.
BOIES: To the extent that
there are contested or disputed ballots...
REHNQUIST: Right.
BOIES: ... I think that
may be so, Your Honor.
REHNQUIST: Well, wouldn't
that take a fair amount of time? And is that delegable? I assume he'd have to
do that personally.
BOIES: We believe that
it could be done in the time available.
We also believe that we
have available to us the argument that says: You've finished what we contested.
Although the Supreme Court has said, as a matter of remedy, it would be a good
idea to do these other things that nobody asked for, that if it gets down to
the point where you have done the contest and you simply have not completed
all of this other remedy, under 168, Subsection 8, that we are still entitled,
under settled Florida law, to have our votes counted.
BOIES: No, I think that
what...
REHNQUIST: I thought you
agreed with me on that a moment ago.
BOIES: I did. I did, Your
Honor. I think that what they were saying is that, as a matter of remedy, this
is the fairest way to do it. I don't think they were saying that it would violate
fundamental fairness to only take into account what you could get done in the
time available. There's nothing in the Supreme Court opinion that would suggest
this.
SCALIA: Mr. Boies, would
you explain to me again how the protest and the contest fits in? You said the--let's
assume that my complaint that I want to protest is the failure to do undercounts,
to those ballots that were undercounted, OK?
BOIES: Right.
SCALIA: That's my protest.
BOIES: Right.
SCALIA: Why would I ever
bring that in a protest proceeding? Why wouldn't I just go right to the contest,
because it doesn't matter whether I win or lose the protest proceeding. it's
de novo at the contest stage. What possible advantage is there to go through
the protest proceeding?
BOIES: If you've identified
the ballots, you could presumably wait and do it at the contest phase. There's
no particular advantage to doing that.
O'CONNOR: I thought the
advantage might be, as described in the Florida case Boardman v. Esteva, saying
that the certified election returns, which occur after the protest period, are
presumptively correct, and they must be upheld unless clearly outside legal
requirements. I thought that was Florida law...
BOIES: Your Honor...
O'CONNOR: ... which would
make it important to have a protest.
BOIES: ... I think that's
right. I think that is right. I would point out that...
O'CONNOR: I think the Florida
has sort of ignored that Boardman case.
BOIES: Your Honor, I think
the Boardman case relates not to the counting of votes; it has nothing to do
with the standard in terms of the intent of the voter. The Boardman case, the
language that you're referring to is at page 268 of the Southern Reporter report
of that case. And what is clear from that page and that discussion is it's dealing
with the issue of whether or not, because the canvassing board threw away the
envelopes from the absentee ballots so they could not be checked, whether that
invalidated the absentee ballots.
BOIES: And the court says,
no, it doesn't, because it's important to count all these votes, and because
we assume that what they were doing was proper.
That does not, I respectfully
suggest, at all deal with the question of deference to the voter intent determination,
which the court has repeatedly said is a matter for judicial determination.
The other thing that I
would say with respect to intent, and I know the court is concerned about whether
the standard is too general or not, some states have made specific criteria
their law. Other states, not just Florida, 10 or 11 of them, including Massachusetts
in the Delahunt case that we cited, have stuck with this very general standard.
There's a sense in which that may be an Article II issue.
SOUTER: Mr. Boies, let's
assume that at the end of the day, the Leon County, Florida, judge, gets a series
of counts from different counties, and those counties have used different standards
in making their counts. At that point, in your judgment, is it a violation of
the Constitution for the Leon County judge to say, ``I don't care that there
are different standards. As long as they purported to follow intent of the voter,
that's good enough.'' Can we do that?
REHNQUIST: I'll extend
your time by two minutes, Mr. Boies.
BOIES: Yes. I do not believe
that that would violate the equal protection and due process clause. That distinction
between how they interpret the intent of the voter standard is going to have
a lot less effect on how votes are treated than the mere difference in the types
of machines that are used.
SOUTER: Then the fact that
there is a single judge at the end of the process, on your judgment, really
is not an answer to the concern that we have raised.
BOIES: No, I think it is
an answer. I think there are two answers to it.
First, I think that the
answer that they did it differently, different people interpreting the general
standard differently, would not raise a problem--even the absence of judicial
review of that.
Second, even if that would
have raised a constitutional problem, I think the judicial review that provides
the standardization would solve that problem.
The third thing that I
was saying is that any differences as to how this standard is interpreted have
a lot less significance in terms of what votes are counted or not counted than
simply the differences in machines that exist throughout the counties of Florida.
There are five times as many undervotes in punch card ballot counties than in
optical ballot counties.
BOIES: Now, for whatever
that reason is, whether it's voter error or machine problems, that statistic,
you know, makes clear that there's some difference in how votes are being treated
county by county. That difference is much greater than the difference in how
many votes are recovered in Palm Beach, or Broward, or Volusia or Miami-Dade.
So that the differences
of interpretation of the general standard are resulting in far fewer differences
among counties than simply the differences in the machines that they have.
REHNQUIST: Thank you.
BOIES: Thank you very much.
REHNQUIST: Mr. Olson, you
have five minutes remaining.
OLSON: Thank you, Mr. Chief
Justice.
I would like to start with
a point or two with respect to the equal protection/due process component of
this case.
The Florida Democratic
Party, on November 20 of this year, was asking the Florida Supreme Court to
establish uniform standards with respect to the looking at and evaluating these
ballots; a recognition that there were no uniform standards and that there ought
to be.
OLSON: Last Tuesday, in
the 11th Circuit, unless I misheard him, the attorney for the attorney general
of Florida said that the standards for evaluating these ballots are evolving.
There is no question, based upon this record, that there are different standards
from county to county...
O'CONNOR: Well, there are
different ballots from county to county, too, Mr. Olson, and that's part of
the argument that I don't understand. There are machines; there's the optical
scanning. And then there are a whole variety of ballots; there's the butterfly
ballot that we've heard about and other kinds of postcard ballots.
How can you have one standard
when there are so many varieties of ballots?
OLSON: Certainly the standard
should be that similarly situated voters and similarly situated ballots ought
to be evaluated by comparable standards.
O'CONNOR: Then you'd have
to have several standards, county by count, there are to be?
OLSON: You're certainly
going to have to look at a ballot that you mark in one way different than these
punch card ballots.
Our point is, with respect
to the punch card ballots, is that there are different standards for evaluating
those ballots from county to county. And it is a documented history, in this
case, that there have been different standards between November 7 and the present
with respect to how those punch card ballots are evaluated.
OLSON: Palm Beach is the
best example. They started with a clear rule which had been articulated and
explained to the voters, by the way, as of 1990. Then they got into the process
of evaluating these ballots, and changed the standard from moment to moment
during the first day, and, again, they evolved from the standard that the chad
had to be punched through to this so-called dimpled ballot standard, indentations
on the ballot.
There was a reason why
that was done, because they weren't producing enough additional votes, so that
there's pressure on to change the standards.
And that will happen in
a situation which is where the process is ultimately subjective, completely
up to the discretion of the official and there's no requirement of any uniformity.
Now we have something that's
worse than that. We have standards that are different throughout 64 different
counties; we've got only undercounts being considered, where an indentation
on a ballot will now be counted as a vote, but other ballots that may have indentations
aren't going to be counted at all.
OLSON: The overvotes are
in a different category. And in this very remedy, the ballots in Miami-Dade
are being treated differently. Some of them have been all examined. In the balance
of the process, the remaining 80 percent, will be looked at only in connection
with the undercounts.
GINSBURG: Mr. Olson, do
I understand that your argument on the equal protection grant would render academic
what was your main argument that's troublesome; that is, that we say the Florida
Supreme Court was so misguided in its application of its own law that we reject
that and we, the Supreme Court of the United States, decide what the Florida
law is?
OLSON: I'm not sure I know
the answer to that question, whether that would render academic the challenge.
There is a clear constitutional violation, in our opinion, with respect to Article
II, because virtually every aspect of Florida's election code has been changed
as a result of these two decisions.
GINSBURG: But the Florida
Supreme Court told us that it hasn't been changed.
GINSBURG: And just looking
at one of the cases that you cite frequently, the O'Brien v. Skinner (ph) case,
this court said, well, maybe we would have decided the New York law differently,
but the highest court of the state has concluded otherwise. It is not our function
to construe a state statute contrary to the construction given it by the highest
court of the state.
OLSON: The only thing that
I can say in response to that is that what this court said one week ago today,
that as a general rule the court defers to a state court's interpretation of
a state statute, but not where the legislature is acting under authority granted
to it by the Constitution of the United States.
The final point I would
like to make is with respect to Section 5. It is quite clear that the court
in both the earlier decision and in the decision last Friday was aware and concerned
about compliance with Section 5. It construed Section 5 in a way that allowed
it, by labeling what it was doing as interpretation, to change in dramatic respects
by Florida election law.
And we submit because it
did so, misconstrued the applicability not only with respect to finality, but
the other part of Section 5 requires a determination of controversies pursuant
to a set of laws that are in place at the time of the elections.
BREYER: If you start with
the premise, a clear intent of a vote should count--where there's a clear intent
on the ballot, it should count as a vote--can't you reasonably get the majority's
conclusion?
OLSON: I don't believe
so, because we know different standards were being applied to get to that point,
and they were having different results.
REHNQUIST: Thank you, Mr.
Olson.
The case is submitted.